The SEC Adopts Significant Cybersecurity Amendments to Reg S-P
Debevoise Data Blog
MAY 17, 2024
Since its initial adoption in 2000, Reg S-P has required broker-dealers, investment companies and registered investment advisers (“Covered Institutions”) [1] to adopt written policies and procedures to safeguard customer records and information (the “Safeguards Rule”) and to properly dispose of consumer report information (the “Disposal Rule”).
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