2025 Compliance e-records 
Debevoise Data Blog
FEBRUARY 5, 2025
On January 28, 2025, FINRA released its 2025 FINRA Annual Regulatory Oversight Report (the Report). Third – party risk management : Developing ways to manage compliance risks associated with the deployment of third-party foundational models and the use of third-party software that may have Gen AI embedded therein.
Percipient
FEBRUARY 21, 2025
Tracking changes Edits, comments, and revisions are recorded automatically. Integrations: Connects with Microsoft Word, Google Docs, CRM systems, and e-signature tools. Audit trails: Logs every change for transparency and compliance. Comparing versions The software highlights whats changed between drafts.
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Debevoise Data Blog
DECEMBER 16, 2024
Cross-functional ECDIS and Model governance group composed of representatives from key functional areas, including legal, compliance, risk management, product development, underwriting, actuarial, data science, marketing, and customer service, as applicable.
Clio
OCTOBER 8, 2024
With a record 2,500 in-person and 1,500 virtual attendees, Jack highlighted Clio’s growth alongside AI’s transformative role in the legal profession, as outlined in the latest Legal Trends Report. Jack also announced exciting new Clio features for 2025, including automated workflows, custom reporting, and new payment methods.
Debevoise Data Blog
JANUARY 25, 2024
6, meaning that businesses may wish to review their records of processing activities to ensure that both are reflected. They are also reminded of their obligation to maintain appropriate technical and organisational measures in relation to their data processing, and may wish to review their compliance with these measures. 6 and Art.
Ikigai Law
JUNE 1, 2023
Main Course Finding a way around the circuitous KYC maze The challenge of KYC compliance haunts every financial institution. But even if KYC norms are simplified and ambiguities are clarified – compliance with the letter of the law is not enough.REs’ internal KYC practices must be tailored to the unique levels of risk exposure that they face.
Debevoise Data Blog
APRIL 20, 2023
This signals the likely increased regulatory expectation that Boards more closely oversee digital operational resilience-related risks than may currently be the case, including by ensuring, at a minimum, compliance with DORA’s varied and detailed technical and policy obligations. What is the “Management Body” ?
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