2022 Compliance Failure-to-appear 
Eric Goldman
NOVEMBER 16, 2024
It’s a small operation, with a 2022 budget of under $1M/year. Thus, the court summarizes: “Its compliance system may have been imperfect and its conduct negligent, but Defendant did not act recklessly.” Matthew McDermott is a freelance photographer. The New York Post story. ” Plaintiff’s lost revenue.
Eric Goldman
MARCH 29, 2023
Step Two: The CCB does a compliance review of the filed claim to determine if the claim qualifies for the CCB. Others have dropped out because they did not pass the compliance review, the respondent opted out, or for other reasons). Mitrakos, 22-CCB-0035 , February 15, 2023, and Oppenheimer v. Prutton, 22-CCB-0045 , February 28, 2023.
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Debevoise Data Blog
MAY 1, 2022
On April 26, 2022, the Division of Examinations (“EXAMS”) of the Securities and Exchange Commission (the “SEC”) issued a Risk Alert titled “ Investment Adviser MNPI Compliance Issues ” (“Risk Alert”) on the use of alternative data.
Law Technology Today
APRIL 11, 2023
The Prevalence of Identity Theft Identity theft is a growing concern for global businesses, and the statistics for 2022 are alarming. According to the 2022 Identity Theft Resource Center’s Data Breach Report , there were 1,802 data compromises in the United States. Even small businesses are not spared.
Debevoise Data Blog
SEPTEMBER 14, 2022
On August 24, 2022, the California Attorney General announced updates to its California Consumer Privacy Act’s (“CCPA”) enforcement case examples. The California Attorney General’s focus echoes a similar concern with cookies under GDPR, which we’ve written about here and here.
Debevoise Data Blog
JULY 9, 2023
In sum, a review of the changes between the November 2022 Amendment and the June 2023 Revised Amendment shows that NYDFS took the comments on the Initial Amendment very seriously and incorporated many of them into the Revised Amendment. The 45-day comment period for the Revised Amendment ends on August 14, 2023. Part 500.1(d).
Debevoise Data Blog
NOVEMBER 30, 2022
On November 9, 2022, the New York Department of Financial Services (the “NYDFS”) announced the publication of the official proposed amendments to its 2017 Cybersecurity Regulation 23 NYCRR 500 (the “Proposed Amendments”). those affiliates may fall under the scope of NYDFS scrutiny for Part 500 compliance. Technically, no.
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